Servia Anne Rindfleish

Employer firm

Mesirow Financial Investment Management, Inc. CRD 111135

$50.4B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 05/2019
  First American Bank
  Chicago, IL
• 05/2019 → Present
  Mesirow Financial
  Chicago, IL
• 07/2022 → Present
  Mesirow Institutional Investment Management, Inc.
  Chicago, IL

Previous Registrations

• 2022-07-05 → 2025-12-31
  Mesirow Institutional Investment Management, Inc.
  Chicago, IL

Other Businesses

TEAM IMPACT, NOT INVESTMENT-RELATED, NONPROFIT THAT CONNECTS CHILDREN FACING SERIOUS AND CHRONIC ILLNESSES WITH LOCAL COLLEGE ATHLETIC TEAMS, CHICAGO ADVISORY BOARD MEMBER, OCTOBER 2019, LESS THAN 10 HOURS A MONTH, FUNDRAISING AND OUTREACH.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-08-28
• S66 Uniform Combined State Law Examination
  2009-01-28

Designations

• Chartered Financial Analyst