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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-10
NY RA APPROVED 2023-03-09
  • TX RA
    APPROVED_RES
    Since 2024-10-10
  • NY RA
    APPROVED
    Since 2023-03-09

Branch Locations

5051 Jericho Tpke., Commack, NY 11725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. East Northport NY 06/2011 Present
J.P. Morgan Securities Llc East Northport NY 11/2012 Present
  • 06/2011 → Present
    Jpmorgan Chase Bank, N.A.
    East Northport, NY
  • 11/2012 → Present
    East Northport, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-07
S63 Uniform Securities Agent State Law Examination 2008-11-07
  • S66 Uniform Combined State Law Examination
    2022-10-07
  • S63 Uniform Securities Agent State Law Examination
    2008-11-07
Other Names
  • Brendan M Shepherd
  • Brendan Shepherd
  • Brendan M. Shepherd
  • Brendan Michael Shepherd

View on SEC IAPD

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