Daniel Mark Carter

Employer firm

Creativeone Wealth, LLC CRD 281213

$6.25B regulatory AUM 62 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Crescendo Insurance Solutions, Inc.
  Oxnard, CA
• 09/2015 → 05/2025
  Safeguard Investment Advisory Group, Llc
  Corona, CA
• 06/2025 → Present
  Creativeone Wealth, Llc
  Overland Park, KS

Previous Registrations

• 2015-09-29 → 2025-06-03
  Safeguard Investment Advisory Group, Llc
  Oxnard, CA
  Corona, CA

Other Businesses

1. Crescendo Insurance Solutions, Inc; Investment related: 2851 N. Ventura Rd., Suite 102, Oxnard, CA 93036; Life, fixed and indexed annuity sales; President/Agent; 01/2014; 50 hrs/month; 40 hrs/mo; Sales, client follow-up 2. Crescendo Financial Solutions; Investment related; 2851 N. Ventura Road, Suite 102, CA 93036; Investment advisory solutions for my clients; Investment Advisor Representative/Owner; 06/2025; 120 hrs/mo; 90 hrs/mo; Investment advisory solutions, financial planning, portfolio modeling

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-11