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Robert Vincent Duffield

Edward Jones

Santa Rosa, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-11-17
  • CA RA
    APPROVED
    Since 2008-11-17

Branch Locations

5761 Mountain Hawk Drive Suite 101, Santa Rosa, CA 95409 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 09/2008 Present
Other Businesses

RENTAL DWELLING SANTA ROSA, CA 95401 STARTED: 1/1/2001 OWNER ASSURE RENTAL PROPERTY IS MAINTAINED AND RENTED. ASHLEY'S INN / VACATION RENTAL SONOMA, CA 95476 STARTED: 5/1/2007 OWNER 1 HR WORKED THIS IS A SUMMER WEEKEND ONLY VACATION RENTAL. MY WIFE TAKES CARE OF THIS ACTIVITY, MY INVOLVEMENT IS VERY LIMITED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-13
  • S66 Uniform Combined State Law Examination
    2008-11-13
Other Names
  • Robert Duffield

View on SEC IAPD

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