Robert Thomas Masters

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-08-03

GA RA
APPROVED

Since 2020-08-03

Branch Locations

29 Collins Dr, Cartersville, GA 30120 • United States

940 N Wall St, Calhoun, GA 30701 • United States

228 North 2Nd Ave Sw, Rome, GA 30165 • United States

206 Hwy 515 E, Blairsville, GA 30512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Professionals, Inc.	San Antonio	TX	06/2011	08/2018
River City Bank	Rome	GA	06/2011	Present
Lpl Financial, Llc	Rome	GA	07/2020	Present

06/2011 → 08/2018

Investment Professionals, Inc.

San Antonio, TX
06/2011 → Present

River City Bank

Rome, GA
07/2020 → Present

Lpl Financial, Llc

Rome, GA

Previous Registrations

2011-07-05 → 2018-08-03

Investment Professionals, Inc.

San Antonio, TX

Rome, GA

Little Rock, AR

San Antonio, TX
2009-01-29 → 2011-05-02

Truist Investment Services, Inc.

Rome, GA

Rome, GA

Other Businesses

1. 07/30/2020 - RCB FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ ROME, GA 2. 06/21/2011 - RIVER CITY BANK/ FINANCIAL INSTITUTION DUTY/ INVESTMENT RELATED/ 100%/ ROME, GA 3. 12/11/2008 - NOTARY/ OTHER - NOTARY/ INVESTMENT RELATED/ 1%/ ROME, GA 4. 2/8/2021 - RCB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/03/2021 - 120 Hours Per Month/6 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-27

S66 Uniform Combined State Law Examination

2009-01-27

Other Names

Robert Masters

View on SEC IAPD