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Bryce Roman Wergeland

LPl Financial LLC

Bloomington, MN

CRD 5074281

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-23
TX RA APPROVED_RES 2013-03-19
KS RA APPROVED 2010-12-08
  • MN RA
    APPROVED
    Since 2013-12-23
  • TX RA
    APPROVED_RES
    Since 2013-03-19
  • KS RA
    APPROVED
    Since 2010-12-08

Branch Locations

7760 France Ave S. Suite 1100, Bloomington, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Bloomington MN 11/2010 Present
Previous Registrations
  • 2010-06-03 → 2010-12-01
    Nrp Advisors, Inc.
    Bryan, OH
  • 2010-06-02 → 2010-06-07
    Principal Securities, Inc.
    Eden Prairie, MN
  • 2006-07-07 → 2006-09-26
    Johnston Lemon Asset Management Inc
    Washington, DC
Other Businesses

1. 1/31/2013: DBA ONLY - MARKET PLACE ADVISORY PARTNERS - BLOOMINGTON, MN 2. 03/25/13 - DBA ONLY - ENSIGNIA FINANCIAL GROUP - BLOOMINGTON, MN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-25
  • S66 Uniform Combined State Law Examination
    2010-05-25

View on SEC IAPD

Nearby Firms

PETROS FAMILY WEALTH, LLC
JNBA FINANCIAL ADVISORS, LLC
DEVENIR INVESTMENT ADVISORS, LLC

Nearby Investors

CARL ROBERT LYMANGOOD
CAMIE MOEN QUIGLEY
DEANNA KAY RENS

Nearby Offices

PETROS FAMILY WEALTH, LLC · BLOOMINGTON, MN
JNBA FINANCIAL ADVISORS, LLC · BLOOMINGTON, MN
DEVENIR INVESTMENT ADVISORS, LLC · BLOOMINGTON, MN

More in Bloomington, MN

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