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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-11-04 |
| TX | RA | APPROVED | 2022-11-04 |
Branch Locations
3219 Emerald Ln Ste 200, Jefferson City, MO 65109-6935 • United States
825 Maryville Centre Dr Ste 210, Chesterfield, MO 63017 • United States
Jefferson City, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iroquois Federal, Dba Iroquois Financial | Osage Beach | MO | 09/2008 | 04/2019 |
| Raymond James Financial Services | Osage Beach | MO | 02/2009 | 11/2022 |
| Raymond James Financial Services Advisors, Inc. | Osage Beach | MO | 04/2011 | 11/2022 |
| Iroquois Federal Savings & Loan | Osage Beach | MO | 09/2008 | 11/2022 |
| Ameriprise Financial Services, Llc | Jefferson City | MO | 11/2022 | Present |
Outside Employment; JCM; Financial Advisor - Provide financial advice to clients; ; 825 Maryville Centre Dr Suite 210, , Chesterfield, MO, 63017; Investment-Related; 11/04/2022; 60 hours per month; 60 during trading hours. Other Business Activities; Jefferson City Flash Homeschool Track Team; I volunteer coach the homeschool track team and am on the checking account to purchase equipment and pay fees for the track meets.; 3703 State Highway J, , Jefferson City, MO, 65101; Not Investment-Related; 04/01/2024; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-21 |
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