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Franco S La Marca

Alliancebernstein L.P.

Chicago, IL

CRD 5592579

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Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-08
FL RA APPROVED 2021-04-28
DC RA APPROVED 2019-08-13
IL RA APPROVED 2018-03-09
  • TX RA
    APPROVED_RES
    Since 2023-10-08
  • FL RA
    APPROVED
    Since 2021-04-28
  • DC RA
    APPROVED
    Since 2019-08-13
  • IL RA
    APPROVED
    Since 2018-03-09

Branch Locations

227 West Monroe Street Suite 5000, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Winnetka IL 07/2016 12/2017
Charles Schwab & Co., Inc. Winnetka IL 07/2016 12/2017
Sanford C. Bernstein & Co., Llc Chicago IL 02/2018 Present
  • 07/2016 → 12/2017
    Charles Schwab Bank
    Winnetka, IL
  • 07/2016 → 12/2017
    Charles Schwab & Co., Inc.
    Winnetka, IL
  • 02/2018 → Present
    Sanford C. Bernstein & Co., Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-06
  • S66 Uniform Combined State Law Examination
    2009-02-06
Other Names
  • Franco S La Marca
  • Franco La Marca

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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