Armen P Babamian

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-29
TX	RA	APPROVED_RES	2021-10-29

NY RA
APPROVED

Since 2021-10-29
TX RA
APPROVED_RES

Since 2021-10-29

Branch Locations

West Harrison, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Bronx	NY	02/2004	Present
J.P. Morgan Securities Llc	New York	NY	10/2012	Present
Lpl Financial Llc	New Rochelle	NY	10/2021	Present

02/2004 → Present

Jpmorgan Chase Bank Na

Bronx, NY
10/2012 → Present

J.P. Morgan Securities Llc

New York, NY
10/2021 → Present

Lpl Financial Llc

New Rochelle, NY

Previous Registrations

2012-10-01 → 2021-10-30

J.P. Morgan Securities Llc

New York, NY

New York, NY
2008-10-16 → 2012-10-01

Chase Investment Services Corp.

New York, NY

New York, NY

Bronx, NY

Other Businesses

1) - 10/19/2021 - Non-Variable Insurance - Agent - Inv Rel - At Reported Business Location(s) - Start: 10/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-13

S66 Uniform Combined State Law Examination

2008-10-13

Other Names

Armen P Babamian
Armen P Babamian
Armen P Babamian

View on SEC IAPD