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Kimberly Verjean Frye

Thrivent Investment Management Inc.

Bradenton, FL

CRD 5592109

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-21
  • FL RA
    APPROVED
    Since 2022-06-21

Branch Locations

Bradenton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Bradenton FL 06/2012 Present
Thrivent Financial For Lutherans Appleton WI 10/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-17
S63 Uniform Securities Agent State Law Examination 2012-08-03
  • S65 Uniform Investment Adviser Law Examination
    2022-06-17
  • S63 Uniform Securities Agent State Law Examination
    2012-08-03
Other Names
  • Kimberly Verjean Dick

View on SEC IAPD

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