Kerry Ray Morris

Current Employers

Employment History

• 02/2008 → Present
  Assurance Financial Partners
  Franklin, TN
• 06/2014 → 12/2019
  Horter Investment Management, Llc
  Cincinnati, OH
• 08/2019 → Present
  Honor Shield, Llc
  Richfield, WI
• 01/2020 → 08/2026
  Apo Financial Services, Llc
  Westminster, CO
• 08/2026 → Present
  Optivise Advisory Services Llc
  Franklin, TN

Previous Registrations

• 2020-03-17 → 2025-12-31
  Apo Financial Services, Llc
  Franklin, TN
  Westminster, CO
• 2014-06-13 → 2019-12-31
  Horter Investment Management, Llc
  Franklin, TN
  Cincinnati, OH
• 2008-09-16 → 2014-06-09
  Redhawk Wealth Advisors, Inc.
  Franklin, TN

Other Businesses

The Name of the other business: HonorShield, LLC Investment Related?: No Address of other business: 1826 State Rd. 175, Richfield, WI 53076 Nature of other business: Training Insurance Agents on our Longevity Care Planning methodology and contracting them with various insurance carriers to write insurance business Your position: Co-Owner Start Date: 8/23/2019 How many hours you devote to the other business per month: 40 How many hours you devote to the other business during securities trading hours: 30 Briefly describe your duties: Mentoring, training, and presenting to insurance agents. Name of Business:Assurance Financial Partners, LLC Address of Business: 348 Cool Springs Blvd Suite B Franklin, TN 37067 Investment Related: Yes Start Date: 02/2008 Your Position: President/Insurance Producer Nature of Business: Insurance products, precious metals. Approx number of hours devoted to business: 110 Approx number of hours devoted during exchange hours: 110 Name of Business: National Gold Consultants Address of Business: 2 Division Street E, Suite 201 Buffalo MN 55313 Your Position: Trainer Start Date: 01/2021 Nature of Business: Precious metals Approx number of hours devoted to business: 10 Approx number of hours devoted during exchange hours: 10

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-19

Designations