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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-19 |
| TX | RA | APPROVED | 2018-11-16 |
Branch Locations
225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management, Llc | Cupertino | CA | 04/2013 | 11/2018 |
| E*Trade Securities Llc | Cupertino | CA | 04/2013 | 11/2018 |
| Morgan Stanley | San Jose | CA | 11/2018 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2018 | Present |
*463650- ACCIOBA North America; Investment related -No; Baltimore, Maryland; Civic/Religious/Community; Vice President 2 (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 4; Fundraising, Assisting the President in general administration his absence and the absence of the Vice President 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-20 |
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