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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2016-11-17
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2016-11-17

Branch Locations

Citi Retail Banking 378 Route 3 West, Clifton, NJ 07014 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Fl 2, Fort Lee, NJ 07024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Manhattan NY 08/2015 11/2016
Santander Securities, Llc San Juan PR 09/2015 11/2016
Citigroup New York NY 11/2016 Present
  • 08/2015 → 11/2016
    Santander Bank, Na
    Manhattan, NY
  • 09/2015 → 11/2016
    San Juan, PR
  • 11/2016 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2015-09-23 → 2016-11-21
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Short Hills, NJ
    Manhattan, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Scotch Plains, NJ
    New York, NY
  • 2011-08-17 → 2015-09-17
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-16
S63 Uniform Securities Agent State Law Examination 2006-02-01
  • S66 Uniform Combined State Law Examination
    2011-08-16
  • S63 Uniform Securities Agent State Law Examination
    2006-02-01
Other Names
  • Douglas A Drehwing

View on SEC IAPD

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