Benjamin Holland

Employer firm

Fpg Wealth CRD 325539

$25.2M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 04/2023
  Oppenheimer & Co. Inc.
  Chicago, IL
• 04/2023 → Present
  Fpg Investments, Llc Dba First Principles Group
  Chicago, IL

Previous Registrations

• 2009-03-25 → 2023-05-05
  Oppenheimer & Co. Inc.
  Chicago, IL
  Marco Island, FL

Other Businesses

1. I AM A CO-TRUSTEE OF A LONG TIME FAMILY FRIENDS TRUST - THE ISADORE M. BERNSTEIN REVOCABLE TRUST, 1020 MILWAUKEE AVE. STE. 145, DEERFIELD, IL 60015. MY ASSOCIATION WITH THE TRUST BEGAN 3/18/2010 AND I DO NOT HAVE ANY FINANCIAL INTEREST IN THE TRUST. THE TIME SPEND ON THE OUTSIDE ACTIVITY IS APPROXIMATELY 3 HOURS A MONTH. I SUPERVISE THE INVESTMENTS AND HANDLE COLLECTION AND DISTRIBUTIONS OF ASSETS. I RECEIVE A FEE AS CO-TRUSTEE OF THE TRUST. 2. I AM A CO-EXECUTOR OF THE ESTATE OF ISADORE M. BERNSTEIN, A LONG TIME FAMILY FRIEND, 1020 MILWAUKEE AVE, STE. 145, DEERFIELD, IL 60015. MY ASSOCIATION WITH THE ESTATE BEGAN 3/18/2010 AND I DO NOT HAVE ANY FINANCIAL INTEREST IN THE ESTATE. THE TIME SPEND ON THE OUTSIDE ACTIVITY IS APPROXIMATELY 3 HOURS A MONTH. I SUPERVISE THE INVESTMENTS AND HANDLE COLLECTION AND DISTRIBUTION OF ASSETS. I DO NOT RECEIVE ANY COMPENSATION. 3. I am Co-Trustee of the IMB Charitable Trust and the IMB Charitable Trust II. I devote 1 to 2 hours per month during non business hours. 4. I AM AN EQUITY INVESTOR IN A FILM PRODUCTION COMPANY SHOOTING A FEATURE FILM IN THE CHICAGO AREA. I SPEND NO TIME WORKING ON THE FILM OR PRODUCTION COMPANY. EXCITED TO SUPPORT THE CHICAGO AND ILLINOIS FILM INDUSTRY. 5. I AM THE MANAGER AND OPERATOR OF THE BRIGHT PEARL, LLC WHICH STARTED IN JUNE 2021. BRIGHT PEARL, LLC OWNS COMMERCIAL PROPERTY IN THE NEW BUFFALO, MI AREA. MINIMAL TIME WILL BE SPENT DURING MARKET HOURS. 6.I AM THE OWNER/MANAGER OF BIRDIES,LLC. BIRDIES IS OPERATING AT 207 N WHITTAKER ST., NEW BUFFALO, MI 49117. THE BUSINESS B EGAN DECEMBER 2021. THE LLC WILL BE USED TO MANAGE THE ENTITY, HIRE MANAGEMENT, SIGN CONTRACTS WITH VENDORS AND CONTRACTORS. THIS IS NOT AN INVESTMENT RELATED BUSINESS. MINIMAL TIME DURING MARKET HOURS WILL BE SPENT ON THIS LLC. 7. I AM THE OWNER/MANAGER OF HARBOR COUNTRY PROPERTY GROUP, LLC. THE LLC HOLDS COMMERCIAL PROPERTY IN SW MICHIGAN. THE BUSINESS BEGAN IN DECEMBER 2021. THE MAIN ACTIVITY IS TO HOLD REAL ESTATE AND REDEVELOP PROPERTY INTO GREAT ASSETS FOR THE COMMUNITY. MINIMAL TIME DURING MARKET HOURS WILL BE SPENT ON THIS LLC. 8. I AM AN OWNER OF FIRST PRINCIPLES GROUP MANAGEMENT, LLC, AN EXEMPT REPORTING ADVISER. THE BUSINESS IS INVESTMENT-RELATED AND IS LOCATED AT 230 E OHIO ST, SUITE 410 1087, CHICAGO, IL 60611. THE BUSINESS BEGAN IN DECEMBER 2023. I DEVOTE 10 HOURS PER WEEK TO THIS OTHER BUSINESS.

Exams

• S66 Uniform Combined State Law Examination
  2009-03-24

Designations

• Certified Financial Planner