Eric Kyle Willis

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-27
CA	RA	APPROVED	2016-06-08

TX RA
APPROVED_RES

Since 2017-03-27
CA RA
APPROVED

Since 2016-06-08

Branch Locations

3 Better World Cir, Temecula, CA 92590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Temecula	CA	05/2016	Present
Bank Of America, N.A.	Temecula	CA	07/2016	Present

05/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Temecula, CA
07/2016 → Present

Bank Of America, N.A.

Temecula, CA

Previous Registrations

2015-12-15 → 2016-05-11

First Command Advisory Services

Fort Worth, TX
2012-11-26 → 2015-12-15

First Command Brokerage Services, Inc.

Oceanside, CA

Other Businesses

I*372765 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOCAL NATIONALS SCOUT PROGRAM INVESTMENT RELATED: N ADDRESS OF BUSINESS: TEMECULA, CALIFORNIA 92592 POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 4/1/2015 NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CLUB BASEBALL TEAMS, TRAINING, COACHING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-24
S63	Uniform Securities Agent State Law Examination	2009-01-02

S65 Uniform Investment Adviser Law Examination

2012-11-24
S63 Uniform Securities Agent State Law Examination

2009-01-02

Other Names

Eric K Willis

View on SEC IAPD