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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-05
FL RA APPROVED 2019-10-01
GA RA APPROVED 2019-08-13
NJ RA APPROVED 2017-04-06
  • TX RA
    APPROVED_RES
    Since 2021-04-05
  • FL RA
    APPROVED
    Since 2019-10-01
  • GA RA
    APPROVED
    Since 2019-08-13
  • NJ RA
    APPROVED
    Since 2017-04-06

Branch Locations

35 Meeting St, Savannah, GA 31411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Bronx NY 06/2013 03/2017
Jpmorgan Chase Bank, N.A. Savannah  GA 03/2017 Present
Jp Morgan Chase Bank Na Bronx NY 05/2016 03/2017
J.P. Morgan Securities Llc Savannah GA 03/2017 Present
Brookfield Rentals Llc Savannah GA 02/2024 Present
  • 06/2013 → 03/2017
    Bronx, NY
  • 03/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Savannah , GA
  • 05/2016 → 03/2017
    Jp Morgan Chase Bank Na
    Bronx, NY
  • 03/2017 → Present
    Savannah , GA
  • 02/2024 → Present
    Brookfield Rentals Llc
    Savannah, GA
Other Businesses

Entity Name:Brookfield Rentals LLC Investment related:No Address:Savannah, GA 31406 Nature of the other business:Real Estate Position/ Title/ Relationship:Owner/ Partner Start Date: Feb 01, 2024 Approximate # of hours a month:0 Approximate # of hours during securities trading hours:0 Briefly describe your duties:Business will consist of rental of homes. Looking to purchase a rental property and do so under the new business I would be creating. Not similar to my role in JPMC, and there is no connection to my role in JPMC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-31
S63 Uniform Securities Agent State Law Examination 2013-07-19
  • S66 Uniform Combined State Law Examination
    2017-03-31
  • S63 Uniform Securities Agent State Law Examination
    2013-07-19
Other Names
  • James Guzman
  • James L Guzman
  • James Lurs Guzman
  • James Luis Guzman

View on SEC IAPD

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