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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-13
  • TX RA
    APPROVED_RES
    Since 2022-12-13

Branch Locations

5550 S Macadam Ave Ste 102, Portland, OR 97239-3772 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland OR 09/2015 03/2020
Ameriprise Financial Services, Llc Portland OR 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-14
S63 Uniform Securities Agent State Law Examination 2014-11-21
  • S65 Uniform Investment Adviser Law Examination
    2016-03-14
  • S63 Uniform Securities Agent State Law Examination
    2014-11-21

View on SEC IAPD

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