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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

Strykersville, NY • United States

6928 Williams Road, Niagara Falls, NY 14304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mahoney Financial Group East Concord NY 09/2008 05/2021
Cadaret, Grant & Co., Inc. Arcade NY 11/2009 07/2025
Lpl Financial Llc Arcade NY 07/2025 Present
  • 09/2008 → 05/2021
    Mahoney Financial Group
    East Concord, NY
  • 11/2009 → 07/2025
    Cadaret, Grant & Co., Inc.
    Arcade, NY
  • 07/2025 → Present
    Arcade, NY
Previous Registrations
  • 2021-05-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    East Concord, NY
    Arcade, NY
    Clarence, NY
    Syracuse, NY
    Niagara Falls, NY
Other Businesses

1. 07/10/2025-Tops Friendly Markets- Outside/W-2 Employment- INV Related- At Alden, NY- Start date 03/01/2024- 160 Hours Per Month- 80 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-03-04
  • S63 Uniform Securities Agent State Law Examination
    2010-03-04
Other Names
  • Jessica Grottanelli

View on SEC IAPD

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