Anthony L Fata

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2016
  Wells Fargo Advisors, Llc
  New York, NY
• 11/2016 → 10/2017
  Wells Fargo Clearing Services, Llc
  New York, NY
• 10/2017 → Present
  Morgan Stanley
  Purchase, NY

Previous Registrations

• 2015-08-25 → 2017-10-23
  Wells Fargo Clearing Services, Llc
  New York, NY
  New York, NY
• 2011-12-07 → 2013-09-03
  Wells Fargo Clearing Services, Llc
  New York, NY

Other Businesses

*396089 - Custodian; Investment related Yes; May 2020; During business hours: 0; After business hours: 0;

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-03
• S63 Uniform Securities Agent State Law Examination
  2011-07-07

Other Names

• Anthony Louis Fata
• Anthony Fata