Christopher Joseph Calagna

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → 08/2019
  Union Bank Of California
  Newport Beach, CA
• 09/2008 → 08/2019
  Unionbanc Investment Services
  Newport Beach, CA
• 08/2019 → 05/2023
  City National Bank
  Irvine, CA
• 06/2023 → 01/2024
  Unemployed
  Chino Hills, CA
• 02/2024 → Present
  Lpl Financial
  Chino Hills, CA

Previous Registrations

• 2019-08-21 → 2023-06-09
  Rbc Securities, Inc
  Irvine, CA
• 2013-01-15 → 2019-08-20
  U.S. Bancorp Advisors, Llc
  Newport Beach, CA
  Irvine, CA

Other Businesses

1)01/29/2024 - Calagna Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2024 - 160 Hr/Mth 2)01/29/2024 - City National Bank - Deferred Compensation - Non-Inv Rel - Chino HIlls, CA - tart: 01/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-01-14
• S63 Uniform Securities Agent State Law Examination
  2008-11-25

Other Names

• Chris Calagna