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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Mchenry | IL | 10/2008 | 10/2019 |
| Porte Brown Llc | Mchenry | IL | 06/1996 | Present |
| 1St Global Advisors, Inc. | Mchenry | IL | 10/2008 | 10/2019 |
| Avantax Insurance Services, Inc. | Mc Henry | IL | 01/2010 | 09/2025 |
| Avantax Advisory Services | Mc Henry | IL | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Mc Henry | IL | 10/2019 | 09/2025 |
| Porte Brown Wealth Management Llc | Mc Henry | IL | 12/2009 | Present |
| Cetera Wealth Services, Llc | Mc Henry | IL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) ILLINOIS ROAD BUILDERS ASSOCIATION POSITION: Member and Committee Member NATURE: Trade association for the Illinois Road Builders. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 DESCRIPTION: General membership involvement which includes networking and attending educational events within the industry. As a committee member provides recommendations on educational topics relating to the industry such as tax. 2) OAKTON BUILDING GROUP POSITION: MEMBER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2014 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: RENTAL OFFICE BUILDING FOR CPA FIRM 3) PORTE BROWN LLC POSITION: ACCOUNTANT, CPA, SENIOR MANAGER NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/1996 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: CPA firm 4) SHAMROCK BUILDING GROUP POSITION: MEMBER NATURE: COMMERCIAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2010 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: Commercial real estate 5) PORTE BROWN WEALTH MANAGEMENT LLC POSITION: MEMBER NATURE: IAR INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/31/2009 ADDRESS: 4123 W. Shamrock Lane, Mc Henry IL 60050, United States DESCRIPTION: ROLE OF AN IAR 6) CRYSTAL LAKE BANK & TRUST COMPANY BOARD OF DIRECTORS POSITION: director NATURE: board of directors for the cyrstal lake & bank trust company INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/15/2017 ADDRESS: 5100 northwest highway, crystal lake IL 60014, United States DESCRIPTION: the board is responsible for determining that the bank is managed in such a way to achieve it's results. the board has the responsibliity to see that in good times, as well as challenging ones, management is capably executing its responsibilities. the board's responsibility in an active, not a passive manner is to regular monitor the effectiveness of management policies and decisions including the execution of its strategies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-20 |
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