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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05

Branch Locations

4123 W. Shamrock Lane, Mc Henry, IL 60050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp Mchenry IL 10/2008 10/2019
Porte Brown Llc Mchenry IL 06/1996 Present
1St Global Advisors, Inc. Mchenry IL 10/2008 10/2019
Avantax Insurance Services, Inc. Mc Henry IL 01/2010 09/2025
Avantax Advisory Services Mc Henry IL 10/2019 09/2025
Avantax Investment Services, Inc. Mc Henry IL 10/2019 09/2025
Porte Brown Wealth Management Llc Mc Henry IL 12/2009 Present
Cetera Wealth Services, Llc Mc Henry IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/2008 → 10/2019
    1St Global Capital Corp
    Mchenry, IL
  • 06/1996 → Present
    Porte Brown Llc
    Mchenry, IL
  • 10/2008 → 10/2019
    1St Global Advisors, Inc.
    Mchenry, IL
  • 01/2010 → 09/2025
    Avantax Insurance Services, Inc.
    Mc Henry, IL
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Mc Henry, IL
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Mc Henry, IL
  • 12/2009 → Present
    Porte Brown Wealth Management Llc
    Mc Henry, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Mc Henry, IL
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Mc Henry, IL
  • 2010-01-01 → 2019-10-25
    1St Global Advisors Inc
    Mc Henry, IL
Other Businesses

1) ILLINOIS ROAD BUILDERS ASSOCIATION POSITION: Member and Committee Member NATURE: Trade association for the Illinois Road Builders. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 DESCRIPTION: General membership involvement which includes networking and attending educational events within the industry. As a committee member provides recommendations on educational topics relating to the industry such as tax. 2) OAKTON BUILDING GROUP POSITION: MEMBER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2014 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: RENTAL OFFICE BUILDING FOR CPA FIRM 3) PORTE BROWN LLC POSITION: ACCOUNTANT, CPA, SENIOR MANAGER NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/1996 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: CPA firm 4) SHAMROCK BUILDING GROUP POSITION: MEMBER NATURE: COMMERCIAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2010 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: Commercial real estate 5) PORTE BROWN WEALTH MANAGEMENT LLC POSITION: MEMBER NATURE: IAR INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/31/2009 ADDRESS: 4123 W. Shamrock Lane, Mc Henry IL 60050, United States DESCRIPTION: ROLE OF AN IAR 6) CRYSTAL LAKE BANK & TRUST COMPANY BOARD OF DIRECTORS POSITION: director NATURE: board of directors for the cyrstal lake & bank trust company INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/15/2017 ADDRESS: 5100 northwest highway, crystal lake IL 60014, United States DESCRIPTION: the board is responsible for determining that the bank is managed in such a way to achieve it's results. the board has the responsibliity to see that in good times, as well as challenging ones, management is capably executing its responsibilities. the board's responsibility in an active, not a passive manner is to regular monitor the effectiveness of management policies and decisions including the execution of its strategies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-20
  • S66 Uniform Combined State Law Examination
    2009-12-20

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