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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-07-20
  • AZ RA
    APPROVED
    Since 2017-07-20

Branch Locations

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc. Davenport IA 02/2010 Present
Homeward Bound Phoenix AZ 08/2018 07/2021
House Of Refuge Mesz AZ 04/2018 08/2018
Havi Global Solutions Downers Grove IL 12/2014 07/2017
Cameo Phoenix AZ 06/2021 01/2026
  • 02/2010 → Present
    Davenport, IA
  • 08/2018 → 07/2021
    Homeward Bound
    Phoenix, AZ
  • 04/2018 → 08/2018
    House Of Refuge
    Mesz, AZ
  • 12/2014 → 07/2017
    Havi Global Solutions
    Downers Grove, IL
  • 06/2021 → 01/2026
    Cameo
    Phoenix, AZ
Previous Registrations
Other Businesses

1) INSURANCE AGENT; INVESTMENT RELATED; PHOENIX, AZ; LIFE & HEALTH INSURANCE SALES; AGENT: ACTIVITY BEGAN 01/01/2006; APPROX 1 HOUR PER MONTH, 0 HOURS DURING TRADING HOURS; SELF EMPLOYED INSURANCE AGENT; HEALTH, LIFE DISABILITY, P&C. 2) JOAN K. JOHNSON, CPA; NON INVESTMENT RELATED; PHOENIX, AZ; TAX PREPARATION AND ACCOUNTING SERVICES; OWNER; BEGAN 12/01/2009; APPROX 2 HOURS PER MONTH WITH NONE DURING TRADING HOURS; PROVIDE ACCOUNTING WORK/INCOME TAX PREPARATION; COMPENSATION HOURLY FOR ACCOUNTING WORK; FEE FOR INCOME TAX PREPARATION. 3. JOAN K JOHNSON; INVESTMENT RELATED; PHOENIX, AZ; REAL ESTATE RENTAL; LANDLORD; ACTIVITY WILL BEGIN SEPTEMBER 2023; I WILL DEVOTE APPX 8 HOURS PER MONTH TO THIS ACTIVITY WITH 2 OF THOSE HOURS DURING TRADING HOURS; RENTAL OF UNIT, SCHEDULE CLEANERS AND MAINTENANCE AND RESPOND TO EMAIL INQUIRIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-05
  • S66 Uniform Combined State Law Examination
    2006-04-05
Other Names
  • Joan K Pokriefka
  • Joan K Pisowicz
  • Joan Johnson

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