Richard Donald Ratz

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-07-21
CO	RA	APPROVED	2021-07-21
IN	RA	APPROVED	2021-07-21
MD	RA	APPROVED	2021-07-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Waddell & Reed, Inc.	Irvine	CA	09/2008	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Laguna Beach	CA	12/2008	07/2021
Richard Ratz	Laguna Beach	CA	02/1982	07/2021
Lpl Financial Llc	Irvine	CA	07/2021	Present

09/2008 → 07/2021

Waddell & Reed, Inc.

Irvine, CA
12/2008 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Laguna Beach, CA
02/1982 → 07/2021

Richard Ratz

Laguna Beach, CA
07/2021 → Present

Lpl Financial Llc

Irvine, CA

1) 2002 - Real Estate Rental / Investment Related / 0Hrs/Mo During Trading / 3659 Richmond St, San Diego, CA; 1080 Termino, Long Beach, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-07