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Anthony Burns

LPl Enterprise, LLC

Sioux Falls, SD

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-11-14
SD RA APPROVED 2024-11-14
  • IA RA
    APPROVED
    Since 2024-11-14
  • SD RA
    APPROVED
    Since 2024-11-14

Branch Locations

3700 S Westport Ave, Sioux Falls, SD 57106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Sioux Falls SD 08/2008 06/2018
Princor Financial Services Corp Sioux Falls SD 08/2008 06/2018
Burns Financial Sioux Falls SD 05/2018 Present
Pruco Securities, Llc. Sioux Falls SD 06/2018 11/2024
Prudential Insurance Company Of America Sioux Falls SD 06/2018 Present
Lpl Enterprise, Llc Sioux Falls SD 11/2024 Present
  • 08/2008 → 06/2018
    Principal Life Insurance Co
    Sioux Falls, SD
  • 08/2008 → 06/2018
    Princor Financial Services Corp
    Sioux Falls, SD
  • 05/2018 → Present
    Burns Financial
    Sioux Falls, SD
  • 06/2018 → 11/2024
    Pruco Securities, Llc.
    Sioux Falls, SD
  • 06/2018 → Present
    Prudential Insurance Company Of America
    Sioux Falls, SD
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Sioux Falls, SD
Previous Registrations
  • 2020-09-10 → 2024-11-14
    Pruco Securities, Llc.
    Omaha, NE
    Sioux Falls, SD
    Sioux Falls, SD
    Sioux Falls, SD
    Sioux Falls, SD
Other Businesses

1) 02/20/2025-Non-Variable Insurance-Broker-Inv Related-At Sioux Falls, SD-Start date 12/01/2008-1hrs/mth-1hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-07
S63 Uniform Securities Agent State Law Examination 2008-12-19
  • S65 Uniform Investment Adviser Law Examination
    2020-08-07
  • S63 Uniform Securities Agent State Law Examination
    2008-12-19

View on SEC IAPD

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Other Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD
EDWARD JONES · SIOUX FALLS, SD
RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

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