Elizabeth M Bennett

Current Employers

Employment History

• 09/2014 → 01/2018
  Sagepoint Financial
  Annapolis, MD
• 04/2016 → Present
  Bay Fp & Tax Svcs, Llc Dba Chesapeake Financial Planning
  Annapolis, MD
• 01/2018 → 02/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2024 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 02/2024 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2014-10-07 → 2016-10-28
  Chesapeake Financial Planning
  Annapolis, MD
• 2014-11-03 → 2014-11-04
  Osaic Services, Inc.
  Scottsdale, AZ
  Annapolis, MD
• 2013-10-17 → 2014-10-02
  National Planning Corporation
  Ocean City, MD
• 2013-02-06 → 2013-10-09
  Main Street Financial Solutions, Llc
  Newtown, PA
• 2012-01-05 → 2012-11-19
  Pnc Wealth Management Llc
  Philadelphia, PA
  Columbus, OH
• 2008-12-17 → 2011-01-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Laurel, NJ

Other Businesses

(1) Insurance Sales; Not investment related; 71 Old Mill Bottom Rd, N, Suite 201, Annapolis, MD 21409; Owner; During the financial planning process, we review current policies and note any deficiencies or if there are no policies we recommend putting policies in place to meet the client's needs; Start 4/16/2016; Spend 5 hours/month , 5 hours/month during trading. (2) BAY FINANCIAL PLANNING & TAX SERVICES LLC; RIA for Financial Planning; Investment Related; 6751 N Federal Hwy, Ste 400, Boca Raton, FL 33487; Principal; This is the RIA that our financial planning will flow through; Start 8/1/2023 50 hours/month spent, 50 hours/month during trading. (3) CHESAPEAKE FINANCIAL PLANNING and TAX SERVICES; DBA; 71 Old Mill Bottom Rd. N, Suite 201, Annapolis, MD 21409; Principal; This is our main business and DBA for our financial planning and wealth and wealth management in Annapolis; Start 4/16/2016; Spend 160 hours/month, 160 hours/month during trading. (4) INTERCOASTAL WEALTH PLANNING,; DBA; 1200 N Federal Hwy, Suite 300, Boca Raton FL 33432; Financial Planning and Wealth Management; Principal; This is our main business and DBA for our financial planning and wealth management in Florida; Start 4/16/2016; Spend 160 hours/month, 160 hours/month during trading. (5) Bay Financial Planning & Tax Services; Financial Planning and Wealth Management; 6751 M Federal Hwy, Ste 400; Boca Raton, FL 33487; Principal; This is the LLC that owns the Chesapeake and Intercoastal; Start 4/16/2016; Spend 160 hours/month, 160 hours/month during trading. (6) 67514 N FED HWY, LLC, 6751 N Federal Highway, Suite 400, Boca Raton FL 33487; Manager; Management of Office Rental; Start 08/01/2023; Spend 3 hours/month, 3 hours/month during trading. (7) Tax Preparation; Not investment related; 71 Old Mill Bottom Rd, Ste 201; Annapolis, MD 21409; Owner; I employ individuals to complete and file the taxes for our clients as well as other tax only clients; Start 4/16/2016; Spend 10 hours/month, 10 hours/month during trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-11

Designations

Other Names

• Elizabeth Mary Lyons
• Elizabeth Bennett
• Elizabeth Lyons Bennett