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Tradition Investment Management, LLC CRD 325015
$21.4M regulatory AUM 3 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Panama City Beach, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Army Reserves | Fort Mcnair | DC | 06/1993 | 06/2023 |
| Quest Capital Strategies, Inc. | Lake Forest | CA | 01/2014 | 12/2019 |
| Richard H Halliburton Insurance | Kingsport | TN | 01/2010 | Present |
| Pharmaceutical Sales | Wilmington | DE | 11/2015 | 07/2022 |
| Sa Stone Wealth Management Inc. | Birmingham | AL | 12/2019 | 07/2023 |
| Tradition Investment Management, Llc | Panama City Beach | FL | 06/2023 | Present |
| Insulet Corporation | Acton | MA | 01/2024 | Present |
RICHARD H. HALLIBURTON - INVESTMENT RELATED.1 PENDLETON PLACE, KINGSPORT, TN 37664. NATURE OF BUSINESS: LIFE INSURANCE, ANNUITIES. 100% OWNER, POSITION: INSURANCE BROKER. STARTED 1/2010. 4 HRS/MO, 0 HR/MO DURING TRADING HOURS, DUTIES: OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-03 |
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