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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-04-02
CA RA APPROVED 2021-03-29
  • OR RA
    APPROVED
    Since 2021-04-02
  • CA RA
    APPROVED
    Since 2021-03-29

Branch Locations

Powell Butte, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Lake Oswego OR 04/2013 08/2017
State Farm Insurance Lake Oswego OR 06/2016 08/2017
State Farm Insurance Bend OR 08/2017 12/2023
State Farm Vp Management Corp. Bend OR 08/2017 12/2023
State Farm Investment Management Corp. Bend OR 08/2018 06/2019
State Farm Investment Management Corp. Bend OR 03/2021 12/2023
State Farm Investment Management Corp Powell Butte OR 12/2023 Present
State Farm Insurance Powell Butte OR 12/2023 Present
State Farm Vp Management Corp Powell Butte OR 12/2023 Present
  • 04/2013 → 08/2017
    State Farm Vp Management Corp.
    Lake Oswego, OR
  • 06/2016 → 08/2017
    State Farm Insurance
    Lake Oswego, OR
  • 08/2017 → 12/2023
    State Farm Insurance
    Bend, OR
  • 08/2017 → 12/2023
    State Farm Vp Management Corp.
    Bend, OR
  • 08/2018 → 06/2019
    Bend, OR
  • 03/2021 → 12/2023
    Bend, OR
  • 12/2023 → Present
    Powell Butte, OR
  • 12/2023 → Present
    State Farm Insurance
    Powell Butte, OR
  • 12/2023 → Present
    State Farm Vp Management Corp
    Powell Butte, OR
Other Businesses

1) C&S Miller; non-investment-related; 19379 Alianna Loop, Bend OR 97701; My wife and I are interested in purchasing a Sports Clips franchise.; Owner; 2/1/19; 10%; None, the plan is that my wife will be running the business; 5 hrs./mo.; 0 hrs./mo.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-09-27
  • S63 Uniform Securities Agent State Law Examination
    2008-09-27
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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