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Stephanie Margo Bloomberg

Mutual Advisors, LLC

Omaha, NE

Omaha, NE

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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-07-01
  • NE RA
    APPROVED
    Since 2022-07-01

Branch Locations

9140 W. Dodge Ste. 230, Omaha, NE 68114 • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cls Investments, Llc Omaha NE 08/2012 12/2018
Northern Lights Distributors, Llc Omaha NE 02/2014 12/2016
Ftj Fundchoice, Llc Omaha NE 01/2019 06/2022
Mutual Advisors, Llc. Omaha NE 06/2022 Present
  • 08/2012 → 12/2018
    Cls Investments, Llc
    Omaha, NE
  • 02/2014 → 12/2016
    Northern Lights Distributors, Llc
    Omaha, NE
  • 01/2019 → 06/2022
    Ftj Fundchoice, Llc
    Omaha, NE
  • 06/2022 → Present
    Mutual Advisors, Llc.
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-26
  • S65 Uniform Investment Adviser Law Examination
    2014-11-26
Other Names
  • Stephanie M Swanson
  • Stephanie M Bloomberg

View on SEC IAPD

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