Best Investors Account Sign in
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-11-13
TX RA APPROVED 2019-11-13
  • FL RA
    APPROVED
    Since 2019-11-13
  • TX RA
    APPROVED
    Since 2019-11-13

Branch Locations

Palm Beach Gardens, FL • United States

1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. West Palm Beach FL 04/2013 03/2017
Massmutual Life Insurance Co Ft Lauderdale FL 07/2016 Present
Mml Investors Services, Llc Ft Lauderdale FL 03/2017 Present
  • 04/2013 → 03/2017
    Metlife Securities Inc.
    West Palm Beach, FL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Ft Lauderdale, FL
  • 03/2017 → Present
    Ft Lauderdale, FL
Other Businesses

(1)NAME: EDIFY GROUP INV REL: Y ADDR: 1000 CORPORATE DRIVE SUITE 700 FT LAUDERDALE FL 33334 NATURE: STRUCTURED SETTLEMENTS (COURT ORDERED ANNUITIES) POSITION: AGENT START: 06/15/2020 NO HRS/MO: 5 NO HRS/MO DUR SEC TRADING: N/A. (2)NAME: EDIFY GROUP INV REL: Y ADDR: 1000 CORPORATE DRIVE SUITE 700 FT LAUDERDALE FL 33334 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 01/01/2016 NO HRS/MO: 20 NO HRS/MO DUR SEC TRADING: 20 DESCRIBE DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, & DISABILITY. (3)NAME: EDIFY INSURANCE BROKERS INV REL: Y ADDR: 1000 CORPORATE DRIVE SUITE 700 FT LAUDERDALE FL 33334 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: OWNER START: 07/01/2021 NO HRS/MO: 5 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: PROPERTY & CASUALTY. (4)NAME: GIL FERNANDEZ INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: TRUSTEE/FIDUCIARY CONTROL ROLE POSITION: PERSONAL REPRESENTATIVE START: 2/26/2025 NO HRS/MO: 3 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: PERSONAL REP OF INDIVIDUALS AND/OR THEIR FAMILIES INVOLVED IN PERSONAL INJURY CASES, NO ACTIONS WILL BE APPROVED WITHOUT THE WRITTEN CONSENT OF THE FAMILY WHERE APPLICABLE. CLIENTS ARE NOT FROM FLORIDA OR US CITIZENS. ATTORNEY ASKING FOR "ANCHOR" IN FLORIDA TO HAVE CASES HEARD IN US.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-01
S63 Uniform Securities Agent State Law Examination 2009-05-12
  • S65 Uniform Investment Adviser Law Examination
    2019-11-01
  • S63 Uniform Securities Agent State Law Examination
    2009-05-12

View on SEC IAPD

More in Palm Beach Gardens, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor