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Randall Scott Walker

American Capital Management, Inc.

Louisville, KY

New Albany, IN

CRD 5588780

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Employer firm

American Capital Management, Inc. CRD 122452

$97.7M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
American Capital Management, Inc.

4222 Grantline Road, New Albany, IN 47150 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-05-31
KY RA APPROVED 2017-05-31
  • IN RA
    APPROVED
    Since 2017-05-31
  • KY RA
    APPROVED
    Since 2017-05-31

Branch Locations

Louisville, KY • United States

4222 Grantline Road, New Albany, IN 47150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercurio & Associates Louisville KY 08/2008 05/2017
Mercurio Wealth Advisors Louisville KY 03/2017 05/2017
American Capital Management Inc. New Albany IN 05/2017 Present
Previous Registrations
Other Businesses

Independant Insurance Agent, Annuity and Life Insurance Sales, Not investment related. 20 hours per week

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-03
  • S65 Uniform Investment Adviser Law Examination
    2017-04-03
Other Names
  • Randall Walker

View on SEC IAPD

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