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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-11-22 |
| TX | RA | APPROVED | 2022-11-22 |
Branch Locations
1787 Sentry Parkway West Building 18 Street 440, Blue Bell, PA 19422 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delaware Distributors, L.P. | Philadelphia | PA | 01/2010 | 12/2016 |
| The Vanguard Group, Inc. | Charlotte | NC | 01/2017 | 11/2019 |
| The Vanguard Group, Inc. | Malvern | PA | 11/2019 | 10/2022 |
| Morgan Stanley Smith Barney Llc | Blue Bell | PA | 11/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-06 |
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