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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-10 |
Branch Locations
225 Broadhollow Road Suite 105, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Sleepy Hollow | NY | 12/2015 | 11/2023 |
| Park Avenue Securities | New York | NY | 11/2023 | 05/2025 |
| Guardian Life Insurance | New York | NY | 11/2023 | 05/2025 |
| Guardian Life Insurance | Melville | NY | 05/2025 | Present |
| Park Avenue Securities | Melville | NY | 05/2025 | Present |
1) Source Brokerage-Independent contractor, Nature of Business: Disability Insurance through Assurity, Start date: 10/23/2025, Address: 225 Broadhollow Rd Suite #105, Melville, NY 11747, Duties: Insurance other than Guardian, 2 total hours per month; 2 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-07 |
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