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Stephen F Murphy

Park Avenue Securities LLC

Melville, NY

CRD 5588696

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-10
  • NY RA
    APPROVED
    Since 2024-01-10

Branch Locations

225 Broadhollow Road Suite 105, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Sleepy Hollow NY 12/2015 11/2023
Park Avenue Securities New York NY 11/2023 05/2025
Guardian Life Insurance New York NY 11/2023 05/2025
Guardian Life Insurance Melville NY 05/2025 Present
Park Avenue Securities Melville NY 05/2025 Present
  • 12/2015 → 11/2023
    New York Life
    Sleepy Hollow, NY
  • 11/2023 → 05/2025
    Park Avenue Securities
    New York, NY
  • 11/2023 → 05/2025
    Guardian Life Insurance
    New York, NY
  • 05/2025 → Present
    Guardian Life Insurance
    Melville, NY
  • 05/2025 → Present
    Park Avenue Securities
    Melville, NY
Previous Registrations
Other Businesses

1) Source Brokerage-Independent contractor, Nature of Business: Disability Insurance through Assurity, Start date: 10/23/2025, Address: 225 Broadhollow Rd Suite #105, Melville, NY 11747, Duties: Insurance other than Guardian, 2 total hours per month; 2 during securities trading hours, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-28
S63 Uniform Securities Agent State Law Examination 2009-04-07
  • S66 Uniform Combined State Law Examination
    2014-03-28
  • S63 Uniform Securities Agent State Law Examination
    2009-04-07
Other Names
  • Stephen F Murphy
  • Stephen F Murphy
  • Stephen Murphy

View on SEC IAPD

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