Michael Robert Mailey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 06/2018
  Fs2 Capital Partners, Llc
  Philadelphia, PA
• 06/2018 → 01/2019
  Fs Investment Solutions, Llc
  Philadelphia, PA
• 01/2019 → 02/2021
  Allianz Life Insurance Company Of North America
  Minneapolis, MN
• 01/2019 → 02/2021
  Allianz Life Financial Services Llc
  Minneapolis, MN
• 02/2021 → Present
  Lpl Financial Llc
  Bay Harbor Islands, FL

Other Businesses

1. 2/18/2021 - TA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/18/2021 - 160 Hours Per Month/6 Hours During Securities Trading - Time Spent 100%. 2. 3/4/2021 - Ark Family Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/04/2021 - 160 Hours Per Month/140 Hours During Securities Trading. 3. 05/09/2023 - LPumpa Designs, LLC - Investment Related - Bay Harbor Islands, FL - Real Estate Rental - Start Date 04/17/2023 - 2 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-29
• S63 Uniform Securities Agent State Law Examination
  2012-08-28

Other Names

• Mike Mailey
• Michael Robert Mailey
• Michael Mailey