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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-22 |
| VT | RA | APPROVED | 2026-01-22 |
| TX | RA | APPROVED | 2025-10-30 |
| IL | RA | APPROVED | 2025-08-01 |
Branch Locations
55 East Loop Road Suite 101, Wheaton, IL 60189 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Chicago | IL | 09/2015 | 09/2017 |
| E*Trade Capital Management Llc | Chicago | IL | 09/2015 | 09/2017 |
| Harrisdirect Llc | Chicago | IL | 09/2015 | 09/2017 |
| Tiaa | Wheaton | IL | 10/2017 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Wheaton | IL | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-03 |
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