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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-22 |
| MO | RA | APPROVED | 2015-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Chesterfield | MO | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chesterfield | MO | 11/2016 | Present |
NORTH GLENDALE ELEMENTARY SCHOOL PTO; INV RELATED;SAINT LOUIS,MO; PUBLIC EDUCATION; TREASURER; START DATE: 08/20/2026; 2 HRS PER MONTH; - HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-16 |
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