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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-14
  • NJ RA
    APPROVED
    Since 2026-05-14

Branch Locations

Morganville, NJ • United States

1295 State Street, Springfield, MA 01111 • United States

Morganville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 02/2014 06/2018
E*Trade Securities Llc Jersey City NJ 06/2018 02/2020
E*Trade Capital Management Llc Jersey City NJ 06/2018 02/2020
E*Trade Securities Llc Jersey City NJ 02/2020 09/2023
E*Trade Capital Management Llc Jersey City NJ 02/2020 09/2023
Morgan Stanley Jersey City NJ 11/2022 09/2023
Morgan Stanley New York NY 09/2023 05/2025
Equity Services, Inc. Montpelier VT 06/2025 04/2026
National Life Group Red Bank NJ 06/2025 04/2026
Massmutual Springfield MA 04/2026 Present
Mml Investors Services, Llc Morganville NJ 05/2026 Present
  • 02/2014 → 06/2018
    Axa Advisors Llc
    New York, NY
  • 06/2018 → 02/2020
    E*Trade Securities Llc
    Jersey City, NJ
  • 06/2018 → 02/2020
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 02/2020 → 09/2023
    E*Trade Securities Llc
    Jersey City, NJ
  • 02/2020 → 09/2023
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 11/2022 → 09/2023
    Jersey City, NJ
  • 09/2023 → 05/2025
    New York, NY
  • 06/2025 → 04/2026
    Montpelier, VT
  • 06/2025 → 04/2026
    National Life Group
    Red Bank, NJ
  • 04/2026 → Present
    Massmutual
    Springfield, MA
  • 05/2026 → Present
    Morganville, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-15
  • S66 Uniform Combined State Law Examination
    2016-12-15

View on SEC IAPD

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