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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-05 |
Branch Locations
5500 Preston Rd, Dallas, TX 75205 • United States
1 Cowboys Way, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Bank | Kansas City | MO | 08/2008 | 01/2020 |
| Iberia Bank | Dallas | TX | 03/2020 | 01/2021 |
| First Horizon Bank | Dallas | TX | 01/2021 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 02/2022 | Present |
I*: 1789273 Entity Type: Entity Charitable Name of OBA: The Concilio Inc Address: Dallas, TX Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/15/2024 Number of Hours: 2 hrs monthly Number of Hours during trading: 1 hr monthly Duties :Non profit Board of Directors is responsible for bringing awareness to the organization that helps members of the Hispanic/Latino community in need. The organization assists in educational resources, financial literacy, backpack/school supply drives for school children, book drives and corporate cultural competency workshops. The expectation of every board member to is assist in three of the nine events that the organization plans annually.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-13 |
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