James Stephen Callaham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Lpl Financial Llc
  Alpharetta, GA

Previous Registrations

• 2010-08-26 → 2011-08-09
  Securities America Advisors, Inc.
  Atlanta, GA

Other Businesses

1. 08/09/2011: INTEGRATED FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 08/09/2011: INTERGRATED SUPPORT SERVICES - At Reported Business Location(s) - Other - SUPPORT SERVICES OPERATIONAL. 3. 9/11/2014: CALLAHAM FINANCIAL PLANNING, LLC - Investment Related - At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Started 11/08/2010 - 1 HOUR PER MONTH/0 HOURS DURING SECURITIES TRADING. 4. 5/29/2015: NO BUSINESS NAME - NOT INVESTMENT RELATED - HOME BASED - OTHER-BUYING AND SELLING BASEBALL CARDS - STARTED 05/27/2015 - 15 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING - BASEBALL CARD COLLECTOR. 5. 8/9/2018 - Springer Mountain Sports Cards - Investment Related - Home Based - Other-Reps Business - Start Date: 05/27/2015 - 40 Hours Per Month/5 Hours During Securities Trading. 6. 06/29/2026 - NorthCentral DI - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/24/2026 - 2 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2008-10-14

Other Names

• Steve Callaham