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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 09/2008 | 04/2019 |
| Pruco Securities Llc | Chalfont | PA | 03/2020 | 03/2022 |
| Unemployed | Malvern | PA | 04/2019 | 09/2019 |
| Empath Financial Solutions, Llc (Self-Owned Business) | Malvern | PA | 09/2019 | 03/2020 |
| The Prudential Insurance Company Of America | Chalfont | PA | 05/2020 | 03/2022 |
| Prudential Advisors | Warrington | PA | 03/2020 | 03/2022 |
| Creative Capital Wealth Management Group | Phoenixville | PA | 04/2022 | 07/2024 |
| Nations Financial Group | Wayne | PA | 08/2024 | Present |
McCloskey Financial Group. 115 Bloomingdale Ave. Wayne, PA 19087. Is investment related. Nature of business is Investment and Advisory services. Position is Financial Planner. Started 8/5/24. Spends approx. 160 hrs/month on business with 120 hrs during security trading hours. Duties include assisting clients with financial planning
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-09-09 |
| S65 | Uniform Investment Adviser Law Examination | 2014-06-20 |
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