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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-21 |
| MO | RA | APPROVED | 2022-09-09 |
Branch Locations
1301 W 5Th Street [Satellite], Washington, MO 63090 • United States
3325 Emerald Lane Suite A, Jefferson City, MO 65109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Washington | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | MO | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Washington | MO | 09/2022 | Present |
RENTAL PROPERTY (FARM LAND); INV. RELATED; 100% OWNERSHIP WITH SPOUSE; MARTHASVILLE, MO; START DATE 10/21/1995; 0 HRS PER MONTH; 0 HOURS DURING TRADING, OWNERS ST. IGNATIUS OF LOYOLA CATHOLIC CHURCH & SCHOOL, NOT INV RELATED, MARTHASVILLE, MO, FINANCE COUNCIL MEMBER, START 8/1/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, DISCUSSING GENERAL LEDGER PROVIDED BY THE DIOCESE FOR EXPENSES AND ALLOCATION FOR SERVICES, SUPPLIES, AND STAFF.; POWER OF ATTORNEY FOR SPOUSE, INV RELATED, MARTHASVILLE, MO, START: 05/19/1997, 0 HRS/MONTH, 0 HRS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATE,D MARTHASVILLE, MO, START: 09/12/2017, 0 HRS/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR PARENT'S TRUST, INV RELATED, MARTHASVILLE, MO, START: 9/14/2017, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-06 |
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