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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-09-24 |
Branch Locations
2445 Technology Forest Ste 550, The Woodlands, TX 77381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Insurance Company | Milwaukee | WI | 08/2008 | Present |
| Northwestern Mutual Investment Services, Llc | Houston | TX | 06/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTMENT-RELATED. 2) PRESIDENT, KLEIN COLLINS VOLLEYBALL BOOSTER CLUB, 20811 ELLA BLVD, SPRING, , TEXAS, 77388, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/13/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WILL SERVE AS PRESIDENT OF THE BOOSTER CLUB; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-21 |
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