Aaron W Griswold

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 09/2018
  Jp Morgan Securities Llc
  Somerset, NJ
• 09/2018 → 12/2018
  Fidelity Brokerage Services Llc
  Morristown, NJ
• 12/2018 → 09/2020
  Santander Bank, Na
  Boston, MA
• 12/2018 → 09/2020
  Santander Securities, Llc
  Dorchester, MA
• 10/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 01/2019 → 09/2020
  Mass Mutual
  Boston, MA
• 01/2015 → 05/2018
  Rutgers The State University Of New Jersey
  New Brunswick, NJ
• 12/2020 → Present
  Bank Of America, N.A.
  Pennington, NJ

Previous Registrations

• 2019-02-01 → 2020-08-28
  Santander Securities Llc
  Woodbridge, NJ
  Villanova, PA
  Princeton, NJ
  Princeton Junction, NJ
  West Windsor, NJ
  Skillman, NJ
  Yardley, PA
  Washington Crossing, PA
  Yardley, PA
  Villanova, PA
• 2018-10-04 → 2018-12-18
  Fidelity Personal And Workplace Advisors
  Morristown, NJ
• 2012-10-10 → 2018-10-01
  J.P. Morgan Securities Llc
  Hillsborough, NJ
  Somerset, NJ
• 2008-12-16 → 2012-07-31
  Equitable Advisors, Llc
  Edison, NJ

Exams

• S66 Uniform Combined State Law Examination
  2008-12-05

Other Names

• Aaron Griswold
• Aaron William Griswold
• Aaron W Griswold