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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-01-03 |
Branch Locations
200 N High St Ste 300, West Chester, PA 19380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2008 | Present |
| Northwestern Mutual Investment Services, Llc | York | PA | 07/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2) RESIDENTIAL RENTAL PROPERY, INVESTMENT-RELATED, 333 LANTERN LN, CHAMBERSBURG, PA 17201, 100% OWNER, MAY 1, 2014, 1 HOUR PER MONTH, MANAGE PROPERTY 3) 100% OWNER, BORN TO SERVE, LLC, LEGAL ENTITY, START DATE: 02/10/2022, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 4) OWNER, GOING FURTHER TOGETHER, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 2/10/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 5) 33.33% OWNER, KRISE, BROEG & BOUSHELL, LLC, LEGAL ENTITY, START DATE: 02/10/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-06 |
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