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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

990 W 190Th St, Torrance, CA 90502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank San Rafael CA 02/2012 06/2019
Unionbanc Investment Services Sacramento CA 04/2012 06/2019
U.S. Bank Torrance CA 08/2019 Present
U.S. Bancorp Investments, Inc. Torrance CA 09/2019 02/2026
U.S. Bancorp Advisors, Llc Torrance CA 02/2026 Present
  • 02/2012 → 06/2019
    Mufg Union Bank
    San Rafael, CA
  • 04/2012 → 06/2019
    Unionbanc Investment Services
    Sacramento, CA
  • 08/2019 → Present
    U.S. Bank
    Torrance, CA
  • 09/2019 → 02/2026
    Torrance, CA
  • 02/2026 → Present
    Torrance, CA
Previous Registrations
Other Businesses

1) Young Living Essential Oils; Not Investment-Related; Lehi, UT; Health and Wellness Company; Senior Star Member; 3/12/2016; 8 hours/month; 0 hours/trading; Hosting educational classes-Primarily use business for wholesale discount and personal use. 2) Monat Global; not investment-related; Weston, FL; hair care and personal products; Market Partner; 1/1/2020; 8 hours/month; 0 hours/trading; introduce hair care and skin care products to friends and family, hosting events at home.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-27
  • S66 Uniform Combined State Law Examination
    2008-10-27
Other Names
  • Michelle Lynne Kerfoot
  • Michelle Swint

View on SEC IAPD

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