Johnny Roy Maberry

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-04-08

TX RA
APPROVED

Since 2013-04-08

Branch Locations

700 Central Expy S Ste 380, Allen, TX 75013-8110 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Plano	TX	03/2013	03/2020
Ameriprise Financial Services, Llc	Allen	TX	03/2020	Present

03/2013 → 03/2020

Ameriprise Financial Services, Inc.

Plano, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Allen, TX

Previous Registrations

2012-02-06 → 2013-04-02

Resource Wealth Management, Llc

Melissa, TX
2008-11-13 → 2011-05-06

Edward Jones

Celina, TX

Melissa, TX

St Louis, MO

Allen, TX

Mckinney, TX

Other Businesses

Outside Employment; WLWA, LLC; Paraplanner; Franchise of Ameriprise Financial Services: WLWA, LLC; 700 Central Expy S, Suite 380, Allen, TX, 75013; Investment-Related; 04/08/2013; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-30

S66 Uniform Combined State Law Examination

2008-10-30

Other Names

Johnny Maberry

View on SEC IAPD