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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-03-01 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
280 North Old Woodward Suite 100, Birmingham, MI 48009 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc. | Anaheim | CA | 07/2010 | 06/2019 |
| Minnesota Life Insurance Company | St. Paul | MN | 06/2019 | 02/2022 |
| Securian Financial Services Inc | St. Paul | MN | 06/2019 | 02/2022 |
| Wealth Strategies Financial Group | Southfield | MI | 06/2019 | 02/2022 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 02/2022 | Present |
| Old Woodward Wealth Management | Birmingham | MI | 02/2022 | Present |
WSFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2019 ADDRESS: , Southfield MI , United States DESCRIPTION: Agent/Broker OLD WOODWARD WEALTH MANAGEMENT POSITION: President/Wealth Manager NATURE: Insurance Sales/DBA Is Investment Related START DATE: 2023-06-28 NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 ADDRESS: 280 N. Old Woodward Suite 100, Suite 100, Birmingham, MI, 48009, United States DESCRIPTION: Independent Insurance Agent Greater Oakland Republican Party,Is Not Investment Related,,"GOGOP seeks to provide political, economic, and intellectual support of our political representatives through networking, awareness, outreach and fund",None,2023-06-07,1 hours per month,0 hours per month during trading hours,Commission Compensation,None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-24 |
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