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Robert M Carr

First Trust Advisors LP

Wheaton, IL

Naples, FL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-02
IL RA APPROVED 2024-12-02
  • FL RA
    APPROVED
    Since 2024-12-02
  • IL RA
    APPROVED
    Since 2024-12-02

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

9130 Galleria Court Suite 202, Naples, FL 34109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moors & Cabot Naples FL 08/2008 12/2019
Gyroscope Capital Management Naples FL 01/2020 08/2023
First Trust Investment Solutions L.P. Naples FL 09/2023 10/2024
First Trust Portfolios L.P. Wheaton IL 10/2024 Present
First Trust Advisors L.P. Wheaton IL 10/2024 Present
  • 08/2008 → 12/2019
    Moors & Cabot
    Naples, FL
  • 01/2020 → 08/2023
    Gyroscope Capital Management
    Naples, FL
  • 09/2023 → 10/2024
    First Trust Investment Solutions L.P.
    Naples, FL
  • 10/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 10/2024 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
  • 2023-10-09 → 2024-12-20
    First Trust Investment Solutions L.P.
    Naples, FL
  • 2009-12-23 → 2023-12-07
    Gyroscope Capital Management Group Llc
    Naples, FL
  • 2009-04-21 → 2020-01-06
    Moors & Cabot, Inc.
    Naples, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-20
  • S66 Uniform Combined State Law Examination
    2009-02-20
Other Names
  • Robert Carr

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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