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Tommy Lopez

Coffeehouse Capital

Fresno, CA

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Current Employers
Coffeehouse Capital

8050 N. Palm Avenue Suite 300, Fresno, CA 93711 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-30
  • CA RA
    APPROVED
    Since 2021-11-30

Branch Locations

8050 N. Palm Avenue Suite 300, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fresno CA 03/2015 11/2021
Coffeehouse Capital Llc Fresno CA 10/2021 Present
11 Financial Llc Lufkin TX 04/2025 07/2025
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-12
  • S66 Uniform Combined State Law Examination
    2009-03-12
Designations
Other Names
  • Tommy Lopez

View on SEC IAPD

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