Stephen Joseph Hepburn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-28
PA	RA	APPROVED	2026-08-24
MD	RA	APPROVED	2026-08-19

TX RA
APPROVED

Since 2026-08-28
PA RA
APPROVED

Since 2026-08-24
MD RA
APPROVED

Since 2026-08-19

Branch Locations

2303 Belair Road, Fallston, MD 21047 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	03/2010	02/2023
Cambridge Investment Research, Inc.	Fairfield	IA	02/2023	08/2026
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	02/2023	08/2026
Lpl Financial	Fallston	MD	08/2026	Present

03/2010 → 02/2023

Edward Jones

St. Louis, MO
02/2023 → 08/2026

Cambridge Investment Research, Inc.

Fairfield, IA
02/2023 → 08/2026

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
08/2026 → Present

Lpl Financial

Fallston, MD

Previous Registrations

2023-02-16 → 2026-08-22

Cambridge Investment Research Advisors, Inc.

Fallston, MD

York Haven, PA
2010-05-24 → 2023-02-20

Edward Jones

Essex, MD

Abingdon, MD

St Louis, MO

Other Businesses

1. 08/2026 - Referral Income - Referral Income - Investment related - York Haven PA 17370 - 00 Hrs/Mth - 00 Hrs During Trading - OBA start date: 04/01/2024 2. 08/2026 - Referral Income - Referral Income - Investment related - York Haven PA 17370 - 01 Hrs/Mth - 00 Hrs During Trading - OBA start date: 03/01/2024 3. 08/2026 - Immaculata's Ranch - Farm - Not Investment related - York Haven PA 17370 - 15 Hrs/Mth - 00 Hrs During Trading - OBA start date: 09/15/2021 4. 08/2026 - Hepburn Family Management - Real Estate Rental - Investment related - York Haven PA 17370 - 02 Hrs/Mth - 00 Hrs During Trading - OBA start date: 04/01/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-05-21

S66 Uniform Combined State Law Examination

2010-05-21

Designations

Certified Financial Planner

View on SEC IAPD