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Phillip Vern Lobato

Transamerica Financial Advisors, LLC

Centennial, CO

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-01-06
  • CO RA
    APPROVED
    Since 2012-01-06

Branch Locations

9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Greenwood Village CO 01/2009 Present
Radio Frequency Systems (Rfs) Meriden CT 08/2011 12/2023
Transamerica Financial Advisors, Inc Greenwood Village CO 01/2012 Present
  • 01/2009 → Present
    Wfgia
    Greenwood Village, CO
  • 08/2011 → 12/2023
    Radio Frequency Systems (Rfs)
    Meriden, CT
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Greenwood Village, CO
Previous Registrations
  • 2009-03-06 → 2012-01-06
    Investment Advisors International, Inc.
    Greenwood Village, CO
  • 2008-09-04 → 2009-01-06
    Financial Leadership Advisors, Inc.
    Parker, CO
    Alpharetta, GA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-28
  • S65 Uniform Investment Adviser Law Examination
    2008-07-28

View on SEC IAPD

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BRIAN JAMES LOISEAU
RYAN SHANE WEEKS
RYAN ALLEN
Michael John Russo
SARA DICKSON

Other Offices

ELIASON WEALTH MANAGEMENT LLC · CENTENNIAL, CO
PLANPILOT · Centennial, CO
RFG ADVISORY, LLC · Centennial, CO
RFG ADVISORY, LLC · CENTENNIAL, CO
FI401K ADVISORS · CENTENNIAL, CO
THRIVENT INVESTMENT MANAGEMENT INC. · ENGLEWOOD, CO
GENEOS WEALTH MANAGEMENT, INC. · CENTENNIAL, CO
GENEOS WEALTH MANAGEMENT, INC. · CENTENNIAL, CO

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